Inogen, Inc. Annual report pursuant to Section 13 and 15(d)

Annual report pursuant to Section 13 and 15(d)

Warrants (Tables)

Warrants (Tables)

12 Months Ended

Dec. 31, 2014

A summary of outstanding warrants at December 31, 2014 is as follows:

	Number of		Exercise		Expiration
Security	warrants		price/share		date
Common stock		15,218	$	0.30	2017-2019

A summary of outstanding warrants at December 31, 2013 is as follows:

	Number of		Exercise		Expiration
Security	warrants		price/share		date
Series C redeemable convertible preferred stock warrants		14,215	$	17.580	2015
Series D redeemable convertible preferred stock warrants		11,415		21.900	2013-2014
Series E redeemable convertible preferred stock warrants		3,120		9.612	2015
Series E redeemable convertible preferred stock warrants		1,102		9.612	2016
Common stock		233,611		0.300	2017-2019
		263,463

Rollforward of Warrant Activity

A rollforward of warrant activity from January 1, 2013 to December 31, 2014 is as follows:

	Issued and						Issued and
	outstanding						outstanding
	warrants as of		Warrants		Warrants		warrants as of
	January 1, 2014		exercised		expired		December 31, 2014
Series C preferred		14,215		11,459		2,756		—
Series D preferred		11,415		11,415		—		—
Series E preferred		4,222		4,222		—		—
Common stock		233,611		218,393		—		15,218
		263,463		245,489		2,756		15,218

	Issued and						Issued and
	outstanding						outstanding
	warrants as of		Warrants		Warrants		warrants as of
	January 1, 2013		exercised		expired		December 31, 2013
Series C preferred		14,215		—		—		14,215
Series D preferred		132,169		85,895		34,859		11,415
Series E preferred		4,222		—		—		4,222
Common stock		233,611		—		—		233,611
		384,217		85,895		34,859		263,463

- Definition

Tabular disclosure of warrants or rights issued. Warrants and rights outstanding are derivative securities that give the holder the right to purchase securities (usually equity) from the issuer at a specific price within a certain time frame. Warrants are often included in a new debt issue to entice investors by a higher return potential. The main difference between warrants and call options is that warrants are issued and guaranteed by the company, whereas options are exchange instruments and are not issued by the company. Also, the lifetime of a warrant is often measured in years, while the lifetime of a typical option is measured in months. Disclose the title of issue of securities called for by warrants and rights outstanding, the aggregate amount of securities called for by warrants and rights outstanding, the date from which the warrants or rights are exercisable, and the price at which the warrant or right is exercisable.

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